UniFi by CAIA Crossing the Threshold - 40

CONTRIBUTORS
Aaron Filbeck, CAIA, CFA, CFP®, CIPM, FDP
Managing Director, Head of UniFi by CAIA™
CAIA Association
CAIA Association
Editorial Team
William J. Kelly, CAIA
CEO
Sandy Kaul
Senior Vice President, Head of Industry
Advisory Services
Franklin Templeton
Fran Kinniry, CFA
Principal, Head of Vanguard
Investment Advisory Research Center
Vanguard
John L. Bowman, CFA
President
Dianne M. Regnier
Director, Content Marketing
Sylvia Kwan, PhD, CFA, CAIA
Chief Investment Officer
Ellevest
Shannon Saccocia, CFA, CIMA
Chief Investment Officer
Neuberger Berman Private Wealth
Disclosures:
A Better Way Forward: Aligning Portfolios with Goals
Sylvia Kwan, PhD, CFA, CAIA
The statements contained herein are the opinions of Ellevest. All opinions and views constitute our judgments as of the date of writing and are
subject to change at any time without notice. The information provided should not be relied upon as investment advice or recommendations, does
not constitute a solicitation to buy or sell securities, and should not be considered specific legal or tax advice. Nothing contained herein may be
relied upon as a guarantee, promise, assurance, or a representation to the future.
Investing entails risk, including the possible loss of principal, and past performance is not predictive of future results. Diversification does not ensure
a profit or protect against a loss in a declining market. There is no guarantee that any particular asset allocation or mix of funds will meet your
investment objectives or provide you with a given level of income.
Alternative investments may not be suitable for all investors.
Ellevest, Inc. is an SEC-registered investment adviser. Registration with the SEC does not imply a certain level of skill or training.
Overcoming Obstacles: Implementing an Alternative Investments Allocation
Shannon Saccocia, CFA, CIMA, Chief Investment Officer, Neuberger Berman Private Wealth
The views expressed are those of the author and do not necessarily reflect those of Neuberger Berman Group LLC or any other member firm of
the global Neuberger Berman organization. This material is provided for general educational and informational purposes only and is not intended
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completeness or reliability. Neither Neuberger Berman nor its employees provide tax or legal advice. All information is current as of the date of this
material and is subject to change without notice.
Investing entails risks, including possible loss of principal. Investments in hedge funds and private equity are speculative, involve a higher degree of
risk than more traditional investments, and are intended for sophisticated investors only.
Neuberger Berman Investment Advisers LLC is a registered investment adviser. The " Neuberger Berman " name and logo are registered service
marks of Neuberger Berman Group LLC.
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UniFi by CAIA Crossing the Threshold

Table of Contents for the Digital Edition of UniFi by CAIA Crossing the Threshold