America's Best Direct Indexing Buyers Guide 2024 - 32

2024 DIRECT INDEXING BUYERS GUIDE
* NTAM Direct Indexing is available from an industry leader with more than 35 years of expertise in designing, managing, and delivering
competitive results in custom Tax-Advantaged Equity (TAE) strategies.
**NTAM Direct Indexing is available from an industry leader with more than 35 years of expertise in designing, managing, and delivering
competitive results in custom Tax-Advantaged Equity (TAE) strategies. The TAE portfolio management team has designed the Direct
Indexing capability to reflect its philosophy and process in managing tax efficient separately managed accounts across a wide array of
strategy types and client segments.
Disclosures:
INFORMATION ABOUT NTAM ASSETS UNDER MANAGEMENT
Assets shown on page one are as of September 30, 2024 and are
updated quarterly by NTAM.
Figures presented also include factor-based assets in
Quantitative Strategies managed in tax-efficient accounts by the
Tax Advantaged Equity portfolio management team. Northern
Trust Asset Management is composed of Northern Trust
Investments, Inc., Northern Trust Global Investments Limited,
Northern Trust Fund Managers (Ireland) Limited, Northern Trust
Global Investments Japan, K.K., NT Global Advisors, Inc., 50
South Capital Advisors, LLC, Northern Trust Asset Management
Australia Pty Ltd, and investment personnel of The Northern
Trust Company of Hong Kong Limited and The Northern Trust
Company to offer investment products and services to personal
and institutional markets. As of 09/30/2024 Northern Trust Asset
Management had assets under management totaling $1.27
trillion of which $1.20 trillion is part of the GIPS firm.
IMPORTANT INFORMATION
This document may not be edited, altered, revised, paraphrased,
or otherwise modified without the prior written permission of
Northern Trust Asset Management (NTAM). The information
contained herein is intended for use with current or prospective
clients of Northern Trust Investments, Inc (NTI) or its affiliates.
The information is not intended for distribution or use by any
person in any jurisdiction where such distribution would be
contrary to local law or regulation. NTAM and its affiliates may
have positions in and may effect transactions in the markets,
contracts and related investments different than described in this
information. This information is obtained from sources believed
to be reliable, its accuracy and completeness are not guaranteed
and is subject to change. Information does not constitute a
recommendation of any investment strategy, is not intended
as investment advice and does not take into account all the
circumstances of each investor.
This report is provided for informational purposes only and is
not intended to be, and should not be construed as, an offer,
solicitation or recommendation with respect to any transaction
and should not be treated as legal advice, investment advice
or tax advice. Recipients should not rely upon this information
as a substitute for obtaining specific legal or tax advice from
32
their own professional legal or tax advisors. References to
specific securities and their issuers are for illustrative purposes
only and are not intended and should not be interpreted as
recommendations to purchase or sell such securities. Indices
and trademarks are the property of their respective owners.
Information is subject to change based on market or other
conditions.
All securities investing and trading activities risk the loss of
capital. Each portfolio is subject to substantial risks including
market risks, strategy risks, advisor risk, and risks with respect
to its investment in other structures. There can be no assurance
that any portfolio investment objectives will be achieved, or
that any investment will achieve profits or avoid incurring
substantial losses. No investment strategy or risk management
technique can guarantee returns or eliminate risk in any market
environment. Risk controls and models do not promise any
level of performance or guarantee against loss of principal. Any
discussion of risk management is intended to describe NTAM's
efforts to monitor and manage risk but does not imply low risk.
This information is intended for purposes of NTI and/or its
affiliates marketing as providers of the products and services
described herein and not to provide any fiduciary investment
advice within the meaning of Section 3(21) of the Employee
Retirement Income Security Act of 1974, as amended (ERISA).
NTI and/or its affiliates are not undertaking to provide a
recommendation or give investment advice in a fiduciary
capacity to the recipient of these materials, which are for
marketing purposes and are not intended to serve as a primary
basis for investment decisions. NTI and/or its affiliates may
receive fees and other compensation in connection with the
products and services described herein as well as for custody,
fund administration, transfer agent, investment operations
outsourcing, and other services rendered to various proprietary
and third-party investment products and firms that may be the
subject of or become associated with the services described
herein.
NOT FDIC INSURED | MAY LOSE VALUE | NO BANK
GUARANTEE
© 2024 Northern Trust Corporation. Head Office: 50 South La
Salle Street, Chicago, Illinois 60603 U.S.A.

America's Best Direct Indexing Buyers Guide 2024

Table of Contents for the Digital Edition of America's Best Direct Indexing Buyers Guide 2024