ERISA 404(a) Participant Disclosure Regulation Resource Center - 1

Transferring Your Retirement Plan

Establishing a New Retirement Plan

ERISA 404(a) Participant Disclosure Regulation

Resource Center
Employee Stock Ownership Plans

Select the categories below for information on notifying your participants and step-by-step instructions to help you comply with the ERISA 404(a) Participant Disclosure Regulation. • If you are transferring your retirement plan to the Principal Financial Group® or establishing a new plan with us, please see the Transferring Your Retirement Plan or Establishing a New Retirement Plan information prior to reading the below information for retirement plans with The Principal®. • If you have an Employee Stock Ownership Plan please see our Resource Center for Employee Stock Ownership Plans.

Resources & Tools
ERISA 404(a) participant disclosure regulation overview

Retirement Plans with The Principal
Annual Disclosure
to eligible participants

1

Create a disclosure reference guide customized to your plan anniversary date

Newly Eligible Disclosure
first disclosure to newly eligible employees

Access participant education materials

Frequently asked questions

Quarterly Disclosure
to participants with account balances

Communicating Changes
about your plan, investments and fee information

Contact Us

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ERISA 404(a) Participant Disclosure Regulation Resource Center

Table of Contents for the Digital Edition of ERISA 404(a) Participant Disclosure Regulation Resource Center